Daiwa Capital Markets Singapore Limited, together with its foreign-related corporations, deals with Singapore domiciled clients through various cross border business arrangements which are subjected to the supervision of the Monetary Authority of Singapore.

For clients domiciled in Singapore

The following will apply only if you are in Singapore and communicating with a staff of a “foreign related corporation” outside of Singapore (as further defined below):

Each of:

(i) Daiwa Securities Co. Ltd;
(ii) Daiwa Capital Markets Hong Kong Limited
(iii) Daiwa Securities Capital Markets Korea Co. Ltd.
(iv) Daiwa-Cathay Capital Markets Co. Ltd. (Taiwan)
(v) Daiwa Capital Markets India Private Ltd.
(vi) DBP-Daiwa Capital Markets Philippines Inc.
(vii) Daiwa Capital Markets Australia

is a “foreign related corporation” of Daiwa Capital Markets Singapore Limited under the Securities and Futures (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021 and the Financial Advisers (Exemption for Cross-Border Arrangements) (Foreign Related Corporations) Regulations 2021. Any staff of a “foreign related corporation” is acting on behalf of the applicable “foreign related corporation” outside of Singapore, and such staff is not licensed under, and is not subject to regulation by the Monetary Authority of Singapore (“MAS regulations”). You will not be able to bring any claim for a breach of statutory duty under MAS regulations with respect to that staff, but it does not affect any civil rights or remedies that you may have under contract and/or general law.